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Adviser Compliance Associates

Address:
2120 L Street, NW Suite 530, Washington, DC, United States
Phone:
(202) 955-5800
Fax:
(202) 955-8331
Focus:
Investment Adviser Services, Private Fund Services, Broker Dealer Services, Investment Company Services, GIPS Verification, Variable Insurance Product Services
Description:
ACA Compliance Group (ACA) is a full-service compliance consulting firm that is committed to offering unparalleled regulatory compliance and GIPS verification services designed to satisfy the needs of investment advisers, private funds, investment companies, and broker-dealers. Since its inception in 2002, ACA has developed and continues to maintain a reputation for high quality, unquestionable integrity, and unmatched dedication to its clients.

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 Rothstein Kass & Co.

Address:
1350 Avenue of the Americas , New York, NY, United States
Phone:
(212) 997-0500
Fax:
(212) 730-6892
Focus:
Description:
Formed in 1959, Rothstein Kass provides a full range of professional, technical, consulting, and business services to clients in a wide range of industries. The firm continually provide innovative solutions for clients to help them achieve their personal and business financial goals.

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Investment Law Group

Address:
39 Broadway Suite 2410, New York, NY, United States
Phone:
404-456-6465
Fax:
Focus:
Hedge Fund Formation, Registered Investment Companies, Registered Investment Advisors, Fund Due Diligence, Mergers & Acquisitions
Description:
Has substantial experience forming and structuring a wide variety of investment funds including hedge funds, offshore funds, fund of funds, master feeder structures, commodity pools, private equity funds, and registered investment companies. Also advises on all aspects of fund operations, registration, and compliance matters for registered investment advisers, registered investment companies, investment advisory agreements, and agreements with other service providers and placement agents.

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Keefe, Bruyette & Woods

Address:
787 Seventh Avenue 4th Floor, New York, NY, United States
Phone:
(212) 887-7777
Fax:
Focus:
Description:
Keefe, Bruyette & Woods (KBW) is the largest full-service investment bank that specializes exclusively in the financial services sector.Founded in 1962, the firm is recognized as a leading authority on financial services companies. KBW's focus includes banking companies, insurance companies, real estate and REITs, broker/dealers, mortgage banks, asset management companies, and specialty finance firms.

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Lime Brokerage

Address:
625 Broadway 12th Floor, New York, NY, United States
Phone:
212.824.5000
Fax:
212.824.5550
Focus:
Description:
Lime Brokerage LLC is a technologically advanced brokerage firm based in New York City that caters to a diverse and sophisticated customer base. The firm's clients include professional traders, hedge funds, asset managers and other broker-dealers.

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